Our Mission
We will provide effective and competitive
compliance assistance and solutions to help our clients meet their
ongoing regulatory responsibilities.
About the Company
Caledonian Compliance Ltd was formed by compliance
professionals to provide a service which will enable fellow professional
mortgage and insurance intermediaries to work towards meeting the
current FSA regulations.
The service is brought to those professional
intermediaries who wish to retain their valued independence and
are directly authorised by the FSA.
Caledonian has been operating
successfully since prior to 31 October 2004 and its client base
has grown steadily since then. Speed, efficiency and effectiveness
are important in our dealings with our clients, and we strive to
maintain this at all times.
FSA Compliance Consultants
The service is provided energetically
and personally by the two directors of the firm, operating from
central Scotland as their geographical core business location.
SCOTT CORBETT
Scott Corbett has been employed in the financial
services industry for some 40 years, spending most of that
time in supervisory and management roles within the Mortgage,
and Life and Pensions sectors. These roles have always been
customer focussed, whether to the client direct, or by means
of understanding, and dealing through, the professional
intermediary market. Over this time there has been involvement
in regulatory issues at all times. Between 1999 and July
2004 Scott was employed as a Senior Compliance Inspector
with the Mortgage Code Compliance Board (MCCB), gaining
specialist experience of mortgage regulation and its impact
on the intermediary sector. |
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ANNETTE FREW
Annette Frew has been employed in the financial
services industry for in excess of 22 years, gaining practitioner
experience in the Bank and Building Society environment,
latterly as a mortgage adviser. Annette thereafter was employed
by an Independent Financial Adviser specialising in mortgage
advising, and throughout this service has been involved
in regulatory issues from the intermediary perspective.
Between 2000 and October 2004 Annette was employed as a
Senior Compliance Inspector with the MCCB gaining specialist
experience of mortgage regulation both from an intermediary
viewpoint, and also from direct involvement with the monitoring
of Lender activity. |
Both
Annette and Scott hold the industry qualifications and additional
experience in Quality Assurance auditing. The above experience
coupled with energy, enthusiasm and a thorough knowledge of the
new regulations, is now focussed on the clients of Caledonian Compliance
Ltd.
Why We Are Different
- Our people come from backgrounds
which have been subject to regulation or have been involved
in regulation directly themselves. As such, we understand the
regulatory needs of our customers.
- We set ourselves high standards of attention
to compliance and are committed and professional in all that
we do. Our services will, at all times, focus on providing that
which our clients need in the best way possible. Our knowledge
of the industry from direct involvement in it, and related experience,
are brought together for the benefit of our clients.
- Service is
provided personally by the directors of the firm, quickly
and at short notice.
- Our costs for provision of this expertise, knowledge,
experience and dedication are very competitive.
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