We have decades of experience and expertise
financial services industry.
We understand the FSA regulations that govern practitioners
and are experienced in solving related problems.
We are energetic, enthusiastic and industry
our clients by provision of compliance manuals and other documented
procedures, together with our own expertise and experience.
provide dedicated assistance with advice suitability checking,
complaints handling, record keeping and T&C procedures. This
support is carried out almost entirely on site.
We work for a wide range of financial services
companies including mortgage brokers, insurance brokers and property
Our clients range from single operators to larger
firms employing many people.